Securities Compliance System Development
Securities compliance system development is one of Chong Li’s signature service areas. Through structured interviews and internal reviews, we identify weaknesses in the transmission of material information within listed companies and provide practical, effective solutions.
We assist clients in establishing robust internal communication and reporting mechanisms to ensure that when material events occur or are about to occur, relevant information can be promptly escalated to the board secretary or the board office.
By analyzing the company’s current IT systems and its specific operational and management characteristics, we help design internal reporting workflows that are tailored to the company’s governance structure. These systems promote digitization, standardization, and automation of internal material information flows.
“We have provided full-scope securities compliance system design and development services to at least 25 listed companies, including major central state-owned enterprises and internationally recognized private companies. Our services have helped them build effective internal reporting mechanisms, strengthen internal controls, and improve corporate governance.”
What Our Clients Say
“Working with Chong Li is a pleasure. They are highly professional and incredibly responsive. Their timely and accurate advice has been essential to the sound operation of our listed company.”