Securities Compliance

Securities compliance is one of Chong Li’s core practice areas. As China’s capital markets continue to evolve, regulatory authorities and investors have raised their expectations regarding the level of information disclosure and the standards of corporate governance among listed companies. This has put greater demands on issuers to identify and create value in a more complex environment. Chong Li provides comprehensive compliance services in areas such as information disclosure compliance, securities compliance investigations, and the development of internal compliance systems. We help clients manage regulatory risks, resolve complex compliance issues, and enhance corporate quality in order to seize opportunities in the capital markets.

Capital Market

Chong Li is a law firm qualified to practice securities legal business in China. Several of our partners and attorneys have held long-term positions at Well known law firm, accounting firm , the securities departments of listed companies, as well as leading domestic securities firms, law firms, and accounting firms, and have achieved notable results. In the capital markets field, we integrate legal, accounting, financial, and regulatory knowledge into our legal services. Our professionals hold one or more of the following credentials: Certified Public Accountant (CPA), Chartered Financial Analyst (CFA), Association of Chartered Certified Accountants (ACCA), Board Secretary Qualification Certificate, and Independent Director Qualification Certificate. Our core capital markets services include:

Investment and M&A

Chong Li’s partners and attorneys have participated in more than 100 equity investment and M&A projects, involving a total transaction value of over RMB 100 billion. These projects span a wide range of commercial contexts, including PE/VC equity investment, major asset restructurings and acquisitions in the capital markets, strategic industrial investments, and cross-border transactions.

Dispute Resolution

Drawing on our extensive experience in front-end transactions across securities compliance, investment, mergers and acquisitions, and capital markets, Chong Li is uniquely positioned to offer dispute resolution strategies that are rooted in a deep understanding of both the commercial drivers and regulatory frameworks governing these areas. Our expertise in front-end transactions enables us to provide tailored, business-oriented solutions for back-end disputes, ensuring that both commercial objectives and securities regulatory requirements are met.

ESG (Environmental、Social and Governance)

Chong Li is among the few law firms in China with a dedicated ESG practice team. We assist listed companies and institutional clients in improving ESG governance structures, addressing ESG compliance risks, and enhancing ESG information disclosure quality. By helping clients better respond to capital market expectations, we support the long-term growth of our clients’ businesses. Our ESG services include:

Industry Sector

Full-Scope Legal Services

Full-Scope Legal Services