Ms. Fan Xiao focuses her practice on securities compliance and investigations, information disclosure compliance, and domestic capital markets. She has extensive experience in initial public offerings (IPOs), audit and assurance work for listed companies, financial due diligence and internal control optimization for pre-IPO companies, information disclosure advisory, corporate governance consulting, and the design of internal mechanisms for the transmission of material information. She possesses a strong interdisciplinary background in finance, accounting, and law.

Before joining Chong Li, Ms. Xiao worked at PwC Zhong Tian LLP (Special General Partnership), China Securities Co., Ltd., and a leading domestic securities compliance consulting firm.

Representative Matters：

Securities Compliance and Investigation：

 

• Provided securities compliance and investigation services for a listed digital TV company in Hunan, a non-ferrous metal smelting company in Hunan, a logistics company in Jiangsu, a telecom equipment company in Hubei, and a well-known domestic accounting firm. Services included analyzing facts and evidence related to violations, responding to CSRC and stock exchange inquiries, and preparing defense statements and supporting materials.

• Provided governance optimization services to listed companies in the daily chemical products, agricultural trade, and power electronics industries. Services involved on-site compliance reviews focused on information disclosure, standardized operations, corporate governance, and financial/internal controls, along with issue identification and remedial recommendations.

 

Information Disclosure Compliance ：

 

• Provided daily disclosure compliance services to listed companies including JCET, Boxin Co., Foxit Software, BGI Genomics, Longping High-Tech, and Light Intelligence Technology. Services included interpreting regulatory rules, reviewing draft disclosures, and delivering custom training sessions on information disclosure and operational compliance.

 

Internal Control for Transmission of Material Information：

 

• Assisted a Jiangsu Main Board listed company, a Guangdong STAR Market listed company, and a Guangdong ChiNext company in building internal control systems for transmitting material information. Services included designing information reporting workflows that align with corporate structure and digitalizing the internal reporting mechanisms.