Yue Tian

Information Disclosure Compliance, Securities Compliance and Investigation

0755-8958 5892 tianyue@chonglilaw.com

Ms. Yue Tian focuses her practice on securities compliance and investigations, as well as information disclosure compliance. She has significant experience in IPOs, audit and assurance for listed companies, financial due diligence and internal control standardization for pre-IPO companies, information disclosure advisory, governance consulting, and the design of internal mechanisms for the transmission of material information. She possesses a multidisciplinary background in finance, accounting, and law.

Before joining Chong Li Law Firm, Ms. Tian worked at PwC Zhong Tian LLP (Special General Partnership) and a leading domestic securities compliance consulting firm.


Representative Matters


Securities Compliance and Investigation

 

  • Provided securities compliance and investigation services to a ChiNext-listed business services company in Beijing, a Main Board-listed chemical manufacturer in Guangzhou, and a ChiNext-listed specialized equipment manufacturer in Shenzhen. Her work included fact finding, compiling evidence, responding to regulatory inquiries from the CSRC and stock exchanges, and preparing defense materials.

  • Provided corporate governance optimization services to companies in the warehousing and logistics, home appliances, construction and decoration, and photovoltaic manufacturing sectors. Delivered on-site compliance reviews and issued recommendations related to information disclosure, internal controls, corporate governance, and operational compliance.

 

Information Disclosure Compliance

 

  • Advised BlueFocus, CGN Nuclear Technology, Lakala, Hongmian Co., Kain Technology, and Chengtian Weiye on daily disclosure compliance. Services included interpreting disclosure and governance rules, pre-reviewing reports, and delivering training sessions tailored to information disclosure standards and best practices.